Chris is the Chief Compliance Officer of Blue Ocean ATS, LLC. He has over 30 years of experience in senior operations and regulatory compliance roles within the financial services industry. He brings extensive expertise in broker-dealer and Alternative Trading Systems regulatory and operational compliance.
Over the course of his career, Chris led brokerage Operations at Kidder Peabody, Chase and Northern Trust and as Chief Compliance Officer, the Compliance Programs for broker dealer operators Archipelago, GETCO, SUNGARD and most recently with CODA Markets.
Applying his experiences, Chris has provided these Broker Dealers with strategic guidance and through a hands-on approach, developed and supported supervisory programs covering customer support, trading, market access and execution services.